Minnesota Department of Transportation
|
OVERVIEWOver the years, Minnesota Department of Transportation (Mn/DOT) has placed considerable emphasis on the need to continually evaluate the way it interacts with the public. Recognizing the need to involve as diverse a range of voices as possible to arrive at optimal planning and project development decisions, the DOT launched a study to examine ways to enhance the involvement of individuals traditionally under represented in the transportation decision-making process.Designed to identify, build partnerships with, and solicit the participation of non-traditional transportation stakeholder groups in the Twin Cities Metropolitan Area, the project provided a forum for two-way conversation and learning. As part of this study, a series of “dialog meetings” were held that resulted in recommendations to enhance the agency’s interaction with people of color, low-income constituencies and the disabled. New ideas for outreach and communication developed as part of this study led to a larger agency initiative to identify better ways to address the needs and values of the agency’s stakeholders and resulted in the development of Hear Every Voice, Mn/DOT’s comprehensive guide to public involvement. Periodic evaluation of the agency’s outreach activities is an integral component of the plan. |
|
In 1995, in an effort to enhance its relationship with the public and respond to both the Intermodal Surface Transportation Efficiency Act (ISTEA) and the Executive Order on Environmental Justice (12898), Mn/DOT initiated the Non-Traditional Transportation Stakeholder Dialogue Project. The purpose of this study was to identify, engage, build partnerships and establish an ongoing dialogue with constituencies traditionally under represented in the transportation decision-making process. The intent was to help these groups better understand their capacity to provide input and affect transportation decision-making. This effort was consultant-led with significant involvement by Mn/DOT staff.
One aspect of the project was to identify what constituted successful outreach. Previous experience dictated that the agency’s standard methods of engaging the public were not necessarily well suited to all segments of the community. Mn/DOT sought the community’s input by initiating a series of two-way discussions on the issues of participation and involvement. From November 1995 to May 1996, eighteen (18) “dialogue meetings” were held throughout the state. Participants included representatives from formally recognized district councils in St. Paul, community councils in Minneapolis, community-based institutions, and neighborhood groups throughout the metropolitan area. One hundred and forty-one (141) people participated in these meetings.
New ideas for outreach and communication included printing meeting notices in languages appropriate to the target audience, using brochures instead of reports to communicate summary information, utilizing visual preference surveys to test alternatives with “non-experts,” and the provision of child care and meals to encourage meeting attendance. Methods and approaches identified as part of this study are included in a handbook for Mn/DOT Planning and Project Development entitled Methods and Approaches to Enhance Involvement in Non-Traditional Transportation Stakeholder Communities and Neighborhoods.
Based on the issues advanced during the dialog meetings, it became apparent that there was a need to update Mn/DOT’s public involvement plan (PIP) to more effectively address the needs and values of the agency’s stakeholders.
To further improve its interaction with the public, the agency launched a second initiative to solicit the public’s advice on how they would like to be involved in the transportation decision-making process. This effort, combined with the information provided during the Non-Traditional Transportation Stakeholder Dialog Project was used to inform the development of the PIP.
To develop the PIP, Mn/DOT established a Public Involvement Task Force in 1997. Primarily composed of Mn/DOT Planning and Project Development staff, the Task Force was charged with developing a proactive public involvement plan that would integrate public outreach activities among disciplines. As part of this effort, the Task Force reviewed federal and state requirements for public involvement and best practices nationwide. Intent to develop a plan responsive to the needs of the agency and its constituency, Mn/DOT also undertook both an internal and external evaluation of its public involvement activities
Internally, employees were queried on prior experiences in conducting public involvement efforts. A questionnaire in the form of a “Technique Template” was distributed to all project managers, communicators, functional group and office directors, district engineers, planners and select consultants that queried them on why they used a particular technique, how it contributed to the decision or project outcome, what if any, the particular drawbacks of using the technique were and what they would do differently. Nineteen (19) Templates were completed and submitted as part of this effort. They are included in the PIP and provide a comprehensive set of examples on the application and effectiveness of a particular tool or technique within the scope of a plan or project. Additionally, four (4) case studies detailing the full complement of outreach activities employed during the course of a project were also submitted and included in the PIP. They provide a valuable resource for future projects.
Externally, focus groups were held in the cities of Mankato, Grand Rapids, Minneapolis and Marshall. Two focus group discussions were held in each city. Participants were selected randomly selected to assist the agency in identifying ways to improve the effectiveness of its current outreach activities. The groups averaged 9 to 10 persons for a total of approximately 75 to 90 respondents.
Upon review of the comments provided, the following conclusions emerged: people respond to being addressed personally and politely; it works best to provide a forum where everyone is listened to, and just as importantly, afforded a response; people want to be given a real chance to affect decisions that affect their lives; and finally, people want to not only be given a choice, but to be given information to help make a reasoned decision.
To ensure a broader sample, questions pertinent to the public’s opportunity to be involved in transportation decision-making were also included in the 1997/1998 statewide survey conducted by the University of Minnesota’s Center for Survey Research.
Each year the University conducts a statewide and metropolitan public opinion survey comprised of a variety of topics submitted by separate state agencies. The response rate for 800 telephone surveys was sixty five percent (65%). The sample consisted of households randomly selected from all Minnesota telephone exchanges. Three questions to gauge the public’s satisfaction with current opportunities to involve themselves in transportation project decisions were included in the 1997/1998 survey with the following results:To help inform project managers of both the time and resources associated with the tools and techniques, a resource matrix is also included. This matrix identifies a variety of tools/techniques and ranks them according to the level of resources (time, money, staff) required.
Four public involvement objectives are identified in the PIP: inform, involve, feedback, participation. To achieve each of the four objectives identified, the PIP identifies tools and techniques and their application within the planning and project development process. For instance to achieve the objective “inform” in the planning process, tools and techniques range from establishing a civic advisory committee to conducting key stakeholder interviews to developing media strategies. Applications include utilizing the tool/technique for the following purposes: total planning process; developing values; establishing goals and objectives; choosing alternatives; plan implementation and feedback modification. The appropriateness of utilizing each tool/technique during a particular phase in the planning process is also indicated ranging from always appropriate to not very appropriate.
To effect the outcome that public involvement is accessible to all segments of the public, measures include meeting convenience (time, place, accessibility), whether the communication tools were clear and effective, and whether the outreach program tailored to specific community needs (e.g., cultural and/or language barriers). To gage the effectiveness of these activities from the public’s perspective, a survey is recommended.
Evaluation of the agency’s activities against defined performance measures would help guide the agency’s outreach efforts.
Mn/DOT has been diligent in defining and documenting a set of objectives, methods and techniques to guide their outreach efforts. To be effective, applicability of the tool/techniques identified will need to continue to be examined to determine the appropriate context for their use. The Technique and Case Study Templates provide a valuable resource to document what works and what doesn’t, providing the opportunity for further refinement of the tool/technique matrices.
By querying managers on why a particular technique was used, how the technique contributed to the decision or project outcome, the drawbacks of the technique (if any) and what they would do differently, the Template provides managers with the opportunity to take a coherent look at a particular outreach initiative. Similarly, the Case Study Template enables managers to document the full range of techniques employed during the course of a project. Documentation of these efforts provides a ready reference of the agency’s approach to the public during various phases of the planning and project development process that can be used to inform the update of future PIPs and state long-range plans.
The challenge for Mn/DOT has been to maintain the momentum to continue to document, analyze and refine its public outreach approach. Until recently, other than including the Technique Templates and Case Studies in the PIP, no steps had been taken to formally distribute and administer the use of these forms as an ongoing evaluation tool. Last month, at a training session for new managers at the agency’s Project Management Academy, participants were provided guidelines on how to complete the Templates and asked to submit the completed forms to Communications and Public Relations Office. This represents a positive fist step. It is expected that the collection of the information will be further refined as the agency begins work on phase two of its public involvement training and development. Currently there is currently no formal process in place to ensure the completion, collection and analysis of this data.
Mn/DOT is currently in the process of administering a large-scale construction program (252 projects per year statewide). Given the staff commitment required to implement these projects, the agency has had little opportunity to comprehensively evaluate its public involvement activities since adoption of the PIP in 1999. Fortunately, the work associated with developing the PIP has well positioned the agency to begin to evaluate these activities when the time permits.
Contact:
Donna Lindberg