Fiscal Constraint and Financial Planning
This focus page contains resources for fiscal constraint and financial planning for transportation,
including links to regulations, guidelines, case studies, presentations, peer exchanges, and
Asset Sustainability Index
This report examines the use of forward-looking metrics in Australia, Great Britain and in the private sector that measure the sustainability of infrastructure conditions. These metrics encourage a long-term, asset-management-based approach to managing infrastructure, not just to meet condition targets today, but to sustain those targets into the future.
The report also examines the asset management data and systems used in four U.S. States to determine if they could produce long-term sustainability metrics. The report demonstrates that U.S. agencies that have mature asset management systems can produce long-term metrics that provide insight into the future condition of transportation assets. Thus, sustainability metrics such as those used in Australia can be produced in the U.S. using available asset management systems.
Fiscal Constraint in Long-Range Transportation Planning
This report presents and synthesizes the findings from eight case studies that examine best practices in financial planning applied in the long-range transportation planning process conducted for metropolitan area and statewide transportation systems. The case studies document experience and lessons that can advance understanding of the elements of financial planning most important to developing high-quality long range transportation plans.
- Financial Planning and Constraint Planning Tools for Transportation
- This set of technical tools has been specifically designed as a resource to be used in preparing
the financial elements of long-range statewide transportation plans, STIPs, TIPs, and long-range
metropolitan transportation plans.
- Financial Planning and Fiscal
Constraint for Transportation Plans and Programs Questions & Answers - The following
"Questions and Answers" are intended to provide non-binding information on financial
planning and fiscal constraint as part of transportation plan and program development, in
support of the FHWA/FTA Final Rule on statewide and metropolitan transportation planning and
- Supplement to January 28, 2008
"Transportation Planning Requirements and their Relationship to NEPA Process Completion"
(February 9, 2011) - In clarifying the requirements additional questions arose from the field
after the original memorandum's release. In response to the question, this document clarifies
and simplifies information on what transportation planning requirements must be addressed
before FHWA can make a final NEPA decision.
- Transportation Planning Requirements
and their Relationship to NEPA Process Completion - This summary is intended to clarify
the statutory and regulatory planning and conformity requirements that must be met with regard
to the STIP/TIP, the MTP and the Statewide Long Range Transportation Plan prior to FHWA signing
a Record of Decision (ROD) ro Finding of No Significant Impact (FONSI), or approving a Categorical
Exclusion (CE) for a project.
- Trends in Statewide
Transportation Plans Synthesis Report - This database contains information from a review
of long-range transportation plans from all 50 states and the District of Columbia. The database
presents information on how individual state plans address ten different transportation planning
topics. The accompanying report provides analysis from the review and summarizes detailed
findings on eight topics: 1) plan types, 2) implementation, 3) guiding principles, strategies,
and objectives, 4) performance measures, 5) financial planning and analysis, 6) systems planning,
7) livability and sustainability, and 8) climate change.
Click here to access a full list of
Legislation, Regulations, and Guidance related to fiscal constraint and financial planning
on the TPCB website.
The TPCB peer program is a free resource for agencies in need of transportation planning assistance.
Visit the peer program page to learn more or apply for a peer event.